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Forms Download

Account Opening

Account Opening Form (Individual / Joint Account)

Cash/ Margin Account Opening Form (Individual / Joint Account)
Account Opening Form (Corporate Account)

Account Opening Form (Corporate Account)
Client Agreement - Securities Trading

Risk Disclosure, Terms & Conditions of dealing in securities
Personal Data (Privacy) Ordinance

Appendix to Client Agreement - Personal Data (Privacy) Ordinance
Client Declaration and Risk Disclosure in Relation to Structured and Derivative Products
Overseas Stock Trading Application Form

Overseas Stock Trading Application Form
The consent letter of the Investor ID Model regime for Northbound Trading
OTC Trading Application Form

OTC Trading Application Form
W-8BEN Form (Individuals)

W-8BEN Form (Individuals)
W-8BEN-E Form

W-8BEN-E Form (Entity client)
Self-Certification Form - Individual (Securities)

CRS Self-Certification Form - Individual (Securities)
CRS Self-Certification Form – Entity - Securities

CRS Self-Certification Form - Entity (For Securities Accounts)
CRS Self-Certification Form – Controlling Person - Securities

CRS Self-Certification Form – Controlling Person - Securities
Checklist of Corporate account opening (Hong Kong Incorporated)
Checklist of Corporate account opening (Overseas Incorporated)
Personal Information Collection Statement concerning HKIDR and OTCR

Personal Information Collection Statement concerning HKIDR and OTCR
Standing Authority - Client Money

Standing Authority - Client Money

Fee Schedule

Fund Deposit / Withdrawal

Securities Settlement

Others

Change of Client Particular Form

Change of Client Particular Form
Change of Personal Information Form

For Individual client to update personal information e.g.Employment details, Financial Summary
Change of Corporate Account Information Form

For corporate client to update information e.g.Directors, Beneficial Owners
Account Closure Form

Account Closure Form
BOCI Sub-Account Application / Cancellation Form

BOCI Sub-Account Application / Cancellation Form
Real Time Price Quotation Service Application- Securities

Real Time Price Quotation Service Application - Securities
Risk Disclosure Statement - Overseas stock trading

Risk Disclosure Statement - Overseas stock trading
Key points for Stock Connect
Risk Disclosure on Stock Connect and North-Bound Trade

Risk Disclosure on Stock Connect and North-Bound Trade
2FA Login Profile-Securities Trading Systems

2FA Login Profile-Securities Trading Systems
Trading Session

Trading Session